AML Oversight and Advisory Compliance Job at Phoenix - Your Professional Search Partner, New York, NY

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  • Phoenix - Your Professional Search Partner
  • New York, NY

Job Description

Exciting opportunity at a leading global financial institution with a strong presence in the U.S. capital markets. Due to the success of the firm, the team would like to hire an additional experienced regulatory compliance officer with hands-on-pn program remediation and development, as well as FCC risk management.

About the Role

They are seeking a seasoned professional to join their U.S. Financial Crime Risk Management team, focusing on advising on FCC and investigations processes within a broker-dealer setting. This position sits within the second line of defense and plays a key role in advising on financial crime risk across new products, transaction monitoring design, and program remediation efforts.

Responsibilities

  • Advising on financial crime risk across new products.
  • Oversight of transaction monitoring design.
  • Program remediation efforts.

Qualifications

  • 7–10 years of AML compliance experience.
  • Hands-on experience with FCC investigation processes and advising on risk decisions.

Skills

  • Deep knowledge of transaction monitoring systems (Actimize is a plus).
  • Strong understanding of regulatory expectations.
  • Experience in a broker-dealer setting.

Job Tags

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